Wednesday, October 3, 2012

Patenting Strategies for Small Businesses and Individual Inventors—Patentability Search Techniques on the internet

In my last post, I talked about how to do the patentability search in the USPTO database.  For a relatively simple patentability search, besides the USPTO database, you should always do a general internet search.  Try your search on multiple search engines and always try different combination of the keywords.  You can use common words search.   That often generates a lot of search results that take a long time to click through.  However, if you are too strict with your keywords, search results might be too limiting and narrow.  Two good ways to increase the search efficiency is to use Wildcards in keyword and use Boolean logic in your search.

Wildcards in Keyword Searching
One technique often used by patent searcher to avoid the search being too narrow is to use a wild card symbol “$”at the end of a word root. 
The wildcard symbol may take place of any number of additional letters that may come after that root.  For example, in “cardi$,” the dollar sign replaces any other possible characters that would follow the five letters, “cardi.”  Therefore, “cardi$” would scoop up the words such as cardiac, cardiology, cardiologist, etc.
You can also use wild card symbol “?”  to replace any single character in a word.  For example, “h??t” would return with words “heat,” “hoot,” “hilt,” “hart,” “haft,” etc.
Boolean Logic in Keyword Patent Searching
Boolean logic is a built-in function for many search engines.   If you want both keywords to appear in search results, use AND as an operator.  The more keywords you use with the AND operator, the smaller the number of matches you will obtain, and the more meaningful each match will be.
If you want search results to contain one of the keywords, use OR as an operator.  Therefore, OR operator is used to widen the scope of the search results.
If you want to exclude keywords from your search results, use exclusive OR (XOR).  XOR means that overlapping area is not included in the search results.  Only one of the keywords combined with the XOR operator will appear in each of the document in your search results.
ANDNOT is a combination of the AND and NOT operators.  The NOT operator, by itself, returns all the documents that do not contain the keyword behind NOT.  You may use the ANDNOT operator to exclude specific keywords from the search results.  In the following diagram, parentheses are used to indicate that the words within the parentheses are evaluated first.  From the results generated by searching the terms inside the parentheses, any document containing the keyword C is then excluded.
Thanks for reading.
Connie

Patenting Strategies for Small Businesses and Individual Inventors—Patentability Search Techniques on USPTO website

Before you spend money and time to apply for a patent, you should always do a patentability search to make sure that your technology has not been patented or published by others before.  For a patentability search, U.S. Patent and Trademark Office (USPTO) website is a good place to start.

Here is the patent search website from USPTO: http://patft.uspto.gov/  You will notice that you will have to search Patent database and Patent Application database separately.  For each database, there are three search choices: Quick Search, Advanced Search, and Number search.  The following are the links you can follow for each type of search:


Patent
Patent Application
Quick Search

Advanced Search


Number Search




Number search is similar to a document fetch function.  If you know a patent number or patent application number, it’s a good place to go.  In Quick Search, you can use a simple combination of keywords and field codes to do a quick search.  The function is useful if you are doing a relatively narrow or targeted search.  For me, the most useful tool is the Advanced Search function, which provides you more flexibility to define what you are looking for.  You can use the following Field Codes to narrow your search. 

Field Code
Field Name

Field code
Field Name
PN
Patent number

IN
Inventor name
ISD
Issue date

IC
Inventor city
TTL
title

IS
Inventor state
ABST
abstract

ICN
Inventor Country
ACLM
Claims

LREP
Attorney or Agent
SPEC
Description/specification

AN
Assignee name
CCL
Current US Classification

AC
Assignee city
ICL
International Classification

AS
Assignee state
APN
Application serial Number

ACN
Assignee country
APD
Application date

EXP
Primary examiner
PARN
Parent case information

EXA
Assistant Examiner
RLAP
Related US App. Data

REF
Referenced by
REIS
Reissue Data

FREF
Foreign references
PRIR
Foreign priority

OREF
Other references
PCT
PCT information

GOVT
Government interest
APT
Application type





Here are some additional tips:
1.       by placing a field code outside a set of parentheses in complex Boolean queries, you can apply that field code to every keyword in the contained expression.  For example, ABST/(((Fire AND protection) AND (Building OR structure) ANDNOT sprinkler)
2.       Search for a phrase.  For example, ABST/”absorption spectroscopy”
3.       Limiting the range of years searched.  You can apply the ISD field code to a range of dates by using the -> operator. For example, ISD/1/1/2003 -> 12/31/2005 AND ABST/“absorption spectroscopy”
4.       Inventor name search: IN, followed by the name of the inventor, last name first, with the placement of a dash (-) between the last and first name and between the first name and the middle initial.  For example, search Dr. Robert L. Forward, IN/Forward-Robert-L
Your search should return a list of patents or patent applications each hyperlinked to a HTML text document.  Unfortunately, the HTML text document does not include figures, drawings, and chemical structures.  If you want to see the image of the patent document, you will need to click on the “image” button at the top of the page, which will take you to the scanned images.
Thanks for reading.
Connie